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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-27 |
| NJ | RA | APPROVED | 2024-09-27 |
| NY | RA | APPROVED | 2024-09-27 |
| TX | RA | APPROVED | 2024-09-27 |
Branch Locations
115 Main Street, Port Washington, NY 11050 • United States
216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Port Washington | NY | 08/2015 | Present |
| Jp Morgan Chase Bank | Sunnyside | NY | 10/2011 | 03/2017 |
| Jpmorgan Chase Bank, N.A. | Port Washington | NY | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-13 |
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