Alex Brent Humphries

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Hunt Valley, MD
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Towson, MD
  New York, NY
  Towson, MD
• 2005-02-09 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Towson, MD

Exams

• S66 Uniform Combined State Law Examination
  2005-02-08

Other Names

• Alex Humphres
• Alex Brent Humphres