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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-14
NC RA APPROVED 2015-11-20
  • TX RA
    APPROVED_RES
    Since 2016-01-14
  • NC RA
    APPROVED
    Since 2015-11-20

Branch Locations

2550 Ravenhill Dr, Fayetteville, NC 28303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fayetteville NC 08/1997 Present
Other Businesses

I*2215350, Entity Type: , Name of OBA: A D K ESTATE, Address: FAYETTEVILLE, North Carolina, 28305, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 25-Feb-2025, No Hours: 30 Weekly, No Hours during Trading: 3 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2015-11-19
Other Names
  • Lisa Noelle Kiley
  • Lisa K Lampkins

View on SEC IAPD

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