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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-14 |
| NC | RA | APPROVED | 2015-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fayetteville | NC | 08/1997 | Present |
I*2215350, Entity Type: , Name of OBA: A D K ESTATE, Address: FAYETTEVILLE, North Carolina, 28305, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 25-Feb-2025, No Hours: 30 Weekly, No Hours during Trading: 3 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-19 |
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