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Deja Marie Foster

Ameriprise Financial Services, LLC

Minneapolis, MN

Memphis, TN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-09-09
  • TN RA
    APPROVED
    Since 2022-09-09

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Financial Services Cincinnati OH 06/2016 09/2017
The O.N. Equity Sales Company Cincinnati OH 03/2017 09/2017
Kestra Investment Services, Llc Memphis TN 10/2017 12/2020
Automation Personnel Services Cordova TN 09/2017 10/2017
Fidelity Investments Germantown TN 03/2021 04/2022
Ameriprise Financial Services, Llc Memphis TN 05/2022 Present
Unemployed Memphis TN 12/2020 03/2021
  • 06/2016 → 09/2017
    Ohio National Financial Services
    Cincinnati, OH
  • 03/2017 → 09/2017
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 10/2017 → 12/2020
    Kestra Investment Services, Llc
    Memphis, TN
  • 09/2017 → 10/2017
    Automation Personnel Services
    Cordova, TN
  • 03/2021 → 04/2022
    Fidelity Investments
    Germantown, TN
  • 05/2022 → Present
    Ameriprise Financial Services, Llc
    Memphis, TN
  • 12/2020 → 03/2021
    Unemployed
    Memphis, TN
Previous Registrations
  • 2021-09-13 → 2022-05-02
    Fidelity Personal And Workplace Advisors
    Germantown, TN
  • 2018-07-11 → 2020-12-03
    Kestra Advisory Services, Llc
    Memphis, TN
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-29
S63 Uniform Securities Agent State Law Examination 2016-03-30
  • S65 Uniform Investment Adviser Law Examination
    2018-06-29
  • S63 Uniform Securities Agent State Law Examination
    2016-03-30

View on SEC IAPD

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