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Victoria Miyuki Whalen

Commonwealth Financial Network

Honolulu, HI

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-09-12
  • HI RA
    APPROVED
    Since 2022-09-12

Branch Locations

1001 Bishop Street Suite 2650, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Strategies Group - Altres Honolulu HI 08/2019 Present
Yelp San Francisco CA 10/2016 07/2019
Unemployed San Francisco CA 05/2016 10/2016
Commonwealth Financial Network Waltham MA 05/2021 Present
  • 08/2019 → Present
    Wealth Strategies Group - Altres
    Honolulu, HI
  • 10/2016 → 07/2019
    Yelp
    San Francisco, CA
  • 05/2016 → 10/2016
    Unemployed
    San Francisco, CA
  • 05/2021 → Present
    Commonwealth Financial Network
    Waltham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2022-09-02
Other Names
  • Tori Whalen

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
KINGSWOOD WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
KINGSWOOD WEALTH ADVISORS, LLC · Hololulu, HI

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