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Inactive

Shaun Michael Cavanagh

Cwm, LLC

Littleton, CO

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-24
TX RA APPROVED 2025-06-09
  • CO RA
    APPROVED
    Since 2026-06-24
  • TX RA
    APPROVED
    Since 2025-06-09

Branch Locations

13976 W. Bowles Ave, Ste. 200, Littleton, CO 80127 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Chicago IL 07/2015 12/2022
Charles Schwab Bank Lone Tree CO 11/2016 12/2022
Wambolt & Associates Littleton CO 01/2023 Present
Carson Wealth Littleton CO 06/2025 Present
Cwm, Llc Omaha NE 06/2025 Present
  • 07/2015 → 12/2022
    Charles Schwab & Co., Inc
    Chicago, IL
  • 11/2016 → 12/2022
    Charles Schwab Bank
    Lone Tree, CO
  • 01/2023 → Present
    Wambolt & Associates
    Littleton, CO
  • 06/2025 → Present
    Carson Wealth
    Littleton, CO
  • 06/2025 → Present
    Cwm, Llc
    Omaha, NE
Previous Registrations
  • 2023-01-27 → 2025-09-12
    Wambolt & Associates, Llc
    Littleton, CO
  • 2015-12-10 → 2022-12-31
    Charles Schwab & Co., Inc.
    Lone Tree, CO
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-10
  • S66 Uniform Combined State Law Examination
    2015-12-10
Designations
Other Names
  • Shawn Michael Cavanagh

View on SEC IAPD

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