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Erin K Bethge

Raymond James & Associates, Inc.

San Diego, CA

Poway, CA

CRD 6538858

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-22
CA RA APPROVED 2019-09-24
  • TX RA
    APPROVED_RES
    Since 2021-09-22
  • CA RA
    APPROVED
    Since 2019-09-24

Branch Locations

13500 Evening Creek Dr N, Suite 100, San Diego, CA 92128 • United States

Poway, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla CA 07/2015 09/2019
Bank Of America, N.A. La Jolla CA 10/2015 09/2019
Raymond James & Associates, Inc San Diego CA 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-29
  • S66 Uniform Combined State Law Examination
    2015-10-29
Designations
  • Certified Financial Planner
Other Names
  • Erin Kathryn Wardein
  • Erin K Bethge
  • Erin Kathryn Bethge
  • Erin Wardein-Bethge

View on SEC IAPD

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