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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-16
OH RA APPROVED 2020-01-09
  • TX RA
    APPROVED
    Since 2021-07-16
  • OH RA
    APPROVED
    Since 2020-01-09

Branch Locations

400 E Business Way Suite 101, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2016 11/2019
Raymond James & Associates Cincinnati OH 11/2019 Present
  • 02/2016 → 11/2019
    St. Louis, MO
  • 11/2019 → Present
    Raymond James & Associates
    Cincinnati, OH
Previous Registrations
  • 2016-06-10 → 2019-11-25
    Glendale, OH
    Cincinnati, OH
    St Louis, MO
    Hamilton, OH
Other Businesses

1)Name of Business : St. John the Baptist Parish Address: Cincinnati, OH Nature of the Business: Religious Position/Title: Finance Committee Member Investment Related:Yes Start Date: 02/15/2021 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: I will help with the parish budget, assist in setting goals and priorities for the growth and maintenance of the parish. There is no investment component to this role at all. It is entirely focused on the budget, and implementation of the budget.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-25
  • S66 Uniform Combined State Law Examination
    2016-04-25

View on SEC IAPD

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