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10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-18 |
Branch Locations
8101 E. Prentice Avenue Suit 1000, Greenwood Village, CO 80111 • United States
10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Greenwood Village | CO | 07/2015 | 09/2017 |
| Institutional Cash Distributors, Llc | San Francisco | CA | 10/2017 | 12/2020 |
| Unemployed | Denver | CO | 01/2021 | 04/2021 |
| Mackenzie & Partners, Inc. | Denver | CO | 04/2021 | 06/2022 |
| Allspring Funds Distributor, Llc | New York | NY | 07/2022 | 03/2025 |
| Capital Investment Advisors | Greenwood Village | CO | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-18 |
| S66 | Uniform Combined State Law Examination | 2016-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-04 |
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