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David Tk Garcia

Wells Fargo Clearing Services, LLC

Honolulu, HI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-27
HI RA APPROVED 2018-05-25
  • TX RA
    APPROVED
    Since 2022-04-27
  • HI RA
    APPROVED
    Since 2018-05-25

Branch Locations

1001 Bishop St Ste 1900, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Honolulu HI 02/2018 Present
Goldman Sachs Salt Lake City UT 06/2015 02/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-25
  • S66 Uniform Combined State Law Examination
    2018-05-25
Other Names
  • David Garcia

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI
KINGSWOOD WEALTH ADVISORS, LLC · Hololulu, HI

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