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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-28 |
| MN | RA | APPROVED | 2018-03-19 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Forest Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Minneapolis | MN | 06/2017 | Present |
| Pitch 2 Pitch | Rogers | MN | 11/2017 | Present |
| University Of Minnesota Duluth | Duluth | MN | 08/2016 | 05/2017 |
Pitch 2 Pitch; 12999 Wilfred Ln N Rogers, MN 55374; Not investment related; Start: 11/2017; Baseball Instructor; 11 hrs/week; No hours during securities business (2) NAME OF ENTITY: Negaunee Holdings, LLC ADDRESS: 13336 Killdeer St. NW Andover MN 55304 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: holding company CAPACITY: Owner - Active, Owner - Passive, Partner START DATE: 7/21/2021 DUTIES: Vet out investment opportunities and provide funding. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Negaunee Holdings LLC ADDRESS: 20721 Greystone Ave N Forest Lake MN 55025 INVESTMENT/NOT INVESTMENT RELATED: Yes - Buying and selling stock/investments BUSINESS DESCRIPTION: Private Company START DATE: Jul 14, 2021 CAPACITY: Owner DUTIES: 25% Partner/equity owner of Negaunee Holdings LLC HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-19 |
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