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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • CO RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

3155 E 1St Ave, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantu Developement Llc Shreveport LA 02/2010 09/2025
Yelverton And Associates, Ameriprise Shreveport LA 07/2015 10/2016
Ameriprise Financial Services, Inc. Shreveport LA 07/2015 10/2016
Raymond James & Associates Boulder CO 12/2016 12/2020
Raymond James & Associates, Inc. Cherry Creek CO 01/2021 08/2022
Rbc Capital Markets, Llc Denver CO 08/2022 09/2025
Wells Fargo Clearing Services, Llc Greenwood Village CO 09/2025 Present
  • 02/2010 → 09/2025
    Cantu Developement Llc
    Shreveport, LA
  • 07/2015 → 10/2016
    Yelverton And Associates, Ameriprise
    Shreveport, LA
  • 07/2015 → 10/2016
    Ameriprise Financial Services, Inc.
    Shreveport, LA
  • 12/2016 → 12/2020
    Raymond James & Associates
    Boulder, CO
  • 01/2021 → 08/2022
    Cherry Creek, CO
  • 08/2022 → 09/2025
    Denver, CO
  • 09/2025 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

(1)Name of Business: Cantu Development LLC. Address: 345 Parsons Green, Shreveport, LA, 71106, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: Yes Start Date: 12/05/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General Partner- make sure the operation is running smoothly

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2015-11-19

View on SEC IAPD

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