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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-19 |
Branch Locations
1550 Market Street Suite 300, Denver, CO 80202 • United States
Tempe, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Funds | Boston | MA | 09/2016 | 12/2024 |
| John Hancock | Tempe | AZ | 09/2016 | 12/2024 |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | 12/2024 |
| D.A. Davidson & Co. | Tempe | AZ | 12/2024 | Present |
DIALECTICA USA, INC; NON-INVESTMENT RELATED; CORPORATION; NEW YORK, NY; CONSULTANT; START 7/13/26; 10 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I OCCASIONALY PROVIDE INDUSTRY KNOWLEDGE AND INSIGHTS RELATED TO MANAGED ASSETS AND INVESTMENT MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-01 |
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