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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-12 |
| OH | RA | APPROVED | 2016-09-06 |
Branch Locations
2244 Centennial Rd., Toledo, OH 43617-1870 • United States
Sylvania, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Toledo | OH | 08/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Toledo | OH | 03/2020 | Present |
Board of Directors; Sylvania Area Family Services; Board Member; 5440 Marshall Rd, Sylvania, OH 43560, , Sylvania, OH, 43560; Not Investment-Related; 12/17/2016; 1 to 9 hours per month; 1 to 9 during trading hours / UToledo Alumni Association board of trustees; Board Member; 4501 Dorr st, MS #830, , Toledo, OH, 43615; Not Investment-Related; 06/20/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-26 |
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