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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-04
ND RA APPROVED 2016-11-16
  • TX RA
    APPROVED_RES
    Since 2024-01-04
  • ND RA
    APPROVED
    Since 2016-11-16

Branch Locations

3425 S Washington St Ste A, Grand Forks, ND 58201 • United States

Grand Forks, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Forks ND 07/2015 03/2020
Ameriprise Financial Services, Llc Grand Forks ND 03/2020 Present
Other Businesses

Business Ownership; Heritage Tax Solutions LLC; Partnership duties; Tax Preparation; 9101/2 Hill Ave, , Grafton, ND, 58237; Not Investment-Related; 05/20/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; North Dakota Backcountry Hunters and Anglers; Treasurer; 725 W Alder , Suite 11, Missoula, MT, 59802; Investment-Related; 07/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; HP Operations, LLC; employee - Advisor; manage practice operations; 1245 Lawler Ave, , Grafton, ND, 58237; Not Investment-Related; 10/01/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-26
  • S66 Uniform Combined State Law Examination
    2016-04-26
Other Names
  • Ethan C Hodnefield
  • Ethan Hodnefield
  • Ethan Cole Hodnefield

View on SEC IAPD

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