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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-04-10
RI RA APPROVED 2026-04-08
DE RA APPROVED 2026-04-07
NV RA APPROVED 2026-04-07
OK RA APPROVED 2026-04-07
WA RA APPROVED 2026-04-07
NE RA APPROVED 2025-10-28
MS RA APPROVED 2025-10-24
VA RA APPROVED 2025-10-23
AL RA APPROVED 2024-11-04
MN RA APPROVED 2022-07-25
  • AR RA
    APPROVED
    Since 2026-04-10
  • RI RA
    APPROVED
    Since 2026-04-08
  • DE RA
    APPROVED
    Since 2026-04-07
  • NV RA
    APPROVED
    Since 2026-04-07
  • OK RA
    APPROVED
    Since 2026-04-07
  • WA RA
    APPROVED
    Since 2026-04-07
  • NE RA
    APPROVED
    Since 2025-10-28
  • MS RA
    APPROVED
    Since 2025-10-24
  • VA RA
    APPROVED
    Since 2025-10-23
  • AL RA
    APPROVED
    Since 2024-11-04
  • MN RA
    APPROVED
    Since 2022-07-25

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Minneapolis MN 07/2015 09/2016
Famous Dave'S Bloomington MN 05/2010 Present
American Enterprise Investment Services Inc Minneapolis MN 09/2016 01/2022
Ameriprise Financial Services, Llc Minneapolis MN 01/2022 Present
  • 07/2015 → 09/2016
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 05/2010 → Present
    Famous Dave'S
    Bloomington, MN
  • 09/2016 → 01/2022
    American Enterprise Investment Services Inc
    Minneapolis, MN
  • 01/2022 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

Name of Activity: Old Southern Barbecue; Date Activity Started/Modified/Ended: 5/17/2022; Type of Activity: Hospitality; Role/Relationship: Employee; Responsibilities: Catering; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-25
S66 Uniform Combined State Law Examination 2015-10-09
  • S65 Uniform Investment Adviser Law Examination
    2022-07-25
  • S66 Uniform Combined State Law Examination
    2015-10-09

View on SEC IAPD

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