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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-15
  • CA RA
    APPROVED
    Since 2019-07-15

Branch Locations

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

San Marcos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 07/2015 Present
Other Businesses

Owner of rental property located in San Marcos, CA, as of 8/23/2022; 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-12
  • S66 Uniform Combined State Law Examination
    2019-07-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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