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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-02-03 |
| TX | RA | APPROVED | 2023-02-03 |
Branch Locations
1550 Market Street Suite 600, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Denver | CO | 07/2015 | 01/2023 |
| Jp Morgan Chase Bank, N.A. | Denver | CO | 07/2015 | 01/2023 |
| Morgan Stanley Smith Barney Llc | Denver | CO | 01/2023 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-05 |
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