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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-10-25
  • MN RA
    APPROVED
    Since 2025-10-25

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 07/2015 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Other Businesses

Name of Activity: Selling items online for a profit on Ebay and other sites.; Date Activity Started/Modified/Ended: 5/19/2023; Type of Activity: Retail Sales; Role/Relationship: Other - Selling on Ebay and other online sites; Responsibilities: Selling on Ebay and other online sites; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-17
  • S66 Uniform Combined State Law Examination
    2015-11-17

View on SEC IAPD

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