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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-06
TX RA APPROVED_RES 2010-10-04
  • MN RA
    APPROVED
    Since 2013-12-06
  • TX RA
    APPROVED_RES
    Since 2010-10-04

Branch Locations

333 S 7Th St Suite 1960, Minneapolis, MN 55402-2422 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 10/2004 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Other Businesses

Business Ownership; Mark Joern, LLC.; ; Business employs practice staff and pays expenses.; 555 Nicollet Mall, Suite 200Minneapolis, MN 55402, ,; Investment-Related; 09/01/2008; 1 to 9 hours per month; 60 during trading hours / Minneapolis Wealth Advisors, LLC.; President; Wealth Management; 555 Nicollet Mall, Suite 200, , Minneapolis, MN, 55402; Investment-Related; 10/03/2022; 0 hours per month; 0 during trading hours / Border Lakes Brewing; Co-owner; Retail; 1 East Camp Street, , Ely , MN, 55731; Not Investment-Related; 04/02/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Heritage Wealth Advisors; Employed financial advisor.; Manage advisory business; 333 S 7th St, Ste 1960, Minneapolis, MN, 55402; Investment-Related; 03/03/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-22
  • S66 Uniform Combined State Law Examination
    2004-11-22

View on SEC IAPD

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