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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
19 British American Blvd East, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scsd | Albany | NY | 07/2007 | Present |
| Foresters Financial Services | Latham | NY | 12/2015 | 06/2019 |
| Cetera Investment Advisers Llc | Latham | NY | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Latham | NY | 05/2020 | Present |
1. PHYSICAL ED TEACHER AT CSD HIGHSCHOOL. 30 HRS/WK 2. THE ESSLIE GROUP LLC, DBA FOR CETERA BUSINESS, 30% OWNER, 60/HRS/WK 3. PARTNER OF IRON TREE FINANCIAL; DBA FOR CETERA BUSINESS 4. CO-OWNER, FOUNDER, ORGANIZER OF DARK HORSE INSURANCE SERVICES; NO ONGOING ROLE; PARTNER WILL SELL INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-20 |
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