Brian Matthew Goldwasser

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-23
NY	RA	APPROVED	2022-04-28

TX RA
APPROVED

Since 2022-06-23
NY RA
APPROVED

Since 2022-04-28

Branch Locations

1212 Troy Schenectady Road, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commerzbank Ag - New York	New York	NY	07/2016	03/2022
Morgan Stanley Smith Barney Llc	Latham	NY	04/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2022	Present

07/2016 → 03/2022

Commerzbank Ag - New York

New York, NY
04/2022 → Present

Morgan Stanley Smith Barney Llc

Latham, NY
07/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-28

S66 Uniform Combined State Law Examination

2022-04-28

Other Names

Brian Goldwasser

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

EAGLE STRATEGIES LLC

MML INVESTORS SERVICES, LLC

CAPABLE WEALTH, LLC

LPL FINANCIAL LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

GALLAGHER FIDUCIARY ADVISORS, LLC

Other Investors

Becky M Sciortino

CHRISTOPHER MICHAEL INGEMIE

DANIEL SCOTT SULLIVAN

Nicholas Arthur Mattiello

John Michael Daniels

Zachary T Rupert

Christopher Welfley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY

AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY

EAGLE STRATEGIES LLC · LATHAM, NY

MML INVESTORS SERVICES, LLC · LATHAM, NY

CAPABLE WEALTH, LLC · LATHAM, NY

LPL FINANCIAL LLC · LATHAM, NY

LPL FINANCIAL LLC · LATHAM, NY

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

More in Latham, NY

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