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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-03-14
  • TN RA
    APPROVED
    Since 2018-03-14

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Memphis TN 07/2015 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Memphis TN 03/2017 Present
  • 07/2015 → 03/2017
    Metlife Securities Inc
    Memphis, TN
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Memphis, TN
Other Businesses

1. Name: Ronnie King Inv rel: Y Add: 949 South Shady Grove Rd Ste 300 Memphis TN 38120 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 08/2015 No. HR/MO: 25 No. HR/MO during sec trading: 25 Describe duties: Non Variable insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-08
S63 Uniform Securities Agent State Law Examination 2015-10-16
  • S65 Uniform Investment Adviser Law Examination
    2018-03-08
  • S63 Uniform Securities Agent State Law Examination
    2015-10-16

View on SEC IAPD

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