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Donald Dixon Travis

J.P. Morgan Securities LLC

Bothell, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-01
WA RA APPROVED 2023-12-01
  • TX RA
    APPROVED
    Since 2024-05-01
  • WA RA
    APPROVED
    Since 2023-12-01

Branch Locations

22833 Bothell-Everett Hwy #170, Bothell, WA 98021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Seattle WA 12/2014 Present
Jp Morgan Securities Llc Seattle WA 07/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
S63 Uniform Securities Agent State Law Examination 2016-01-21
  • S66 Uniform Combined State Law Examination
    2023-08-04
  • S63 Uniform Securities Agent State Law Examination
    2016-01-21

View on SEC IAPD

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STRATEGIC ADVISERS LLC · BOTHELL, WA
SOUND INVESTMENT STRATEGIES, INC. · Bothell, WA
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