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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-04
CO RA APPROVED 2015-09-10
  • TX RA
    APPROVED_RES
    Since 2018-10-04
  • CO RA
    APPROVED
    Since 2015-09-10

Branch Locations

370-17Th Street, Denver, CO 80202 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Denver CO 06/2015 Present
  • 06/2015 → Present
    Ubs Financial Services
    Denver, CO
Other Businesses

CASA / 960 Clarkson StreetDenverColorado80218 / Volunteers provide a voice for children in need within the juvenile court system / Help to promote the future health and success of the organization, act as Treasurer of the organization. Treasurer duties simply mean presenting the financials of the organization to the board of directors at board meetings. I will not be on any bank accounts, I will not make investment decisions, and I will not be the one in charge of financials. I will simply review financials each month with the executive director and present them to the board. / Member of Board of directors / 2/21/2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-10
  • S66 Uniform Combined State Law Examination
    2015-09-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denver, CO

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