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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
6720 N Scottsdale Road Suite 290, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student Loan Subspecialists | Scottsdale | AZ | 05/2026 | Present |
| Minnesota Life Insurance Company | St. Paul | MN | 08/2016 | 08/2023 |
| Securian Financial Services Inc. | St. Paul | MN | 08/2016 | 08/2023 |
| North Star Resource Group | Phoenix | AZ | 08/2016 | Present |
| Cri Securities Llc | St. Paul | MN | 08/2016 | 10/2021 |
| Cetera Wealth Services, Llc | Scottsdale | AZ | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Humble Wealth | Scottsdale | AZ | 10/2024 | Present |
1) FINANCIAL MENTORING POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 06/01/2017 ADDRESS: , Phoenix AZ , United States DESCRIPTION: Volunteer 2) THE CENTER FOR HUMANE LIVING POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: , Paradise Valley AZ , United States DESCRIPTION: Advisory Board 3) AMERICAN COLLEGE OF FINANCIAL SERVICES POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2022 ADDRESS: 630 Allendale Rd`, Suite 400, King of Prussia PA 19406, United States DESCRIPTION: Advising and consulting the American College on topics relating to Student Loan counseling. I will be putting together update webinars and educational videos for advisors and borrowers. The aim is to help the American College with becoming more of a "go to" resource in the realm of student loans. All of my content will still run through compliance and await approval prior to ever being posted. 4) FAITH DRIVEN ENTREPRENEUR - GROUP LEADER POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/03/2023 ADDRESS: 6720 N Scottsdale Rd Suite 290, Scottsdale AZ 85253, United States DESCRIPTION: I will be a group leader for Faith Driven Entrepreneur. We will meet monthly. This is a men's bible study group 5) NAME OF OTHER BUSINESS: MICHAEL FOLEY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFERRAL AFFILITATE; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: REFERRAL PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS IN REFINANCING THEIR STUDENT LOAN AND HELP FIND A REPUTABLE BANK; 6. NAME OF OTHER BUSINESS: "COW DOG THE WISER ADVISER - SAVING"; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CHILDREN'S BOOK; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: WRITE & DISTRIBUTE CHILDREN'S BOOK; 7. NAME OF OTHER BUSINESS: HUMBLE WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES 8. NAME OF OTHER BUSINESS: N/A - DIRECT TO SOLE PROP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EBOOK SALES; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: EDITING, WRITING, MARKETING, DISTRIBUTING; 9. NAME OF OTHER BUSINESS: STUDENT LOAN SUBSPECIALISTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: STUDENT LOAN CONSULTING; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: INDIVIDUALIZED FEDERAL STUDENT LOAN REPAYMENT AND FORGIVENESS STRATEGY CONSULTING, MONITORING OF FEDERAL STUDENT LOAN RULES AND PROGRAM CHANGES, TAILORED SERVICES TO EACH BORROWER’S UNIQUE LOAN BALANCE, INCOME TRAJECTORY, AND CAREER PATH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-19 |
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