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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
| TX | RA | APPROVED | 2025-08-21 |
Branch Locations
4990 Poplar Ave, Memphis, TN 38117 • United States
3409 Poplar Ave, Memphis, TN 38111 • United States
4990 Poplar Ave Fl 3 14Th Floor, Memphis, TN 38117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2016 | 01/2017 |
| Northwestern Mutual Investment Services Llc | Memphis | TN | 02/2016 | 01/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2016 | 01/2017 |
| Regions Bank | Memphis | TN | 01/2017 | 10/2019 |
| Cetera Investment Advisers Llc | Memphis | TN | 01/2017 | 02/2020 |
| Cetera Investment Services Llc | St.CLoud | MN | 01/2017 | 02/2020 |
| Cuna Mutual Group | Waverly | IA | 03/2020 | 06/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 03/2020 | 06/2020 |
| Raymond James & Associates, Inc. | Memphis | TN | 06/2020 | 03/2022 |
| Regions Bank | Memphis | TN | 03/2022 | 10/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2022 | 10/2022 |
| Cetera Investment Advisers Llc | Memphis | TN | 03/2022 | 10/2022 |
| Fidelity Investments | Germantown | TN | 10/2022 | 12/2024 |
| First Horizon Advisors | Memphis | TN | 12/2024 | Present |
| Lpl Financial Llc | Memphis | TN | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 08/04/2025 2. 08/21/2025- McClain Financial Group LLC- Business Owner- INV Related- At Bartlett, TN- Start date 03/13/2025- 5 Hours Per Month 3. 08/21/2025- LMM Wellness LLC- Business Owner- Not INV Related- At Draper, UT- Start date 03/03/2025- 8 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-01 |
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