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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-03 |
| MA | RA | APPROVED | 2025-01-31 |
| AZ | RA | APPROVED | 2023-11-29 |
| TX | RA | APPROVED_RES | 2021-10-12 |
| OR | RA | APPROVED | 2021-08-04 |
| WA | RA | APPROVED | 2019-01-09 |
| CA | RA | APPROVED | 2016-04-27 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
La Mesa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | San Diego | CA | 04/2016 | 10/2017 |
| Park Ave Securities | San Diego | CA | 04/2016 | 10/2017 |
| Guardian Life Insurance | La Jolla | CA | 10/2017 | 10/2021 |
| Park Avenue Securities | La Jolla | CA | 10/2017 | 10/2021 |
| Guardian Life Insurance Company | San Diego | CA | 10/2021 | Present |
| Park Avenue Securities | San Diego | CA | 10/2021 | Present |
| Guardian Life Insurance Company | La Mesa | CA | 06/2024 | Present |
| Guardian Life Insurance Company | La Mesa | CA | 06/2024 | Present |
1. Liberty ID-Identity restoration Start: 03/14/2017 Address: 100 Fillmore Street, Suite 500 Denver Co, 80206 3 bus hrs per month Not investment related 2. Outside insurance sales-broker Start: 01/31/2020 Address: 4275 Executive Square, Suite 800 La Jolla CA 92037 2 total hours per month, 2 during securities trading hours Investment related, Less than 10% annual compensation, 3. Insurance Outside of Guardian-Ash Brokerage, Start: 7/1/2025, Address: 888 S. Harrison St., Suite 900 Fort Wayne, IN 46802, 4 total hours per month; 4 during securities trading hours, Investment related, <10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-10 |
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