Stephen Paul Kelly

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 10/2017
  Guardian
  San Diego, CA
• 04/2016 → 10/2017
  Park Ave Securities
  San Diego, CA
• 10/2017 → 10/2021
  Guardian Life Insurance
  La Jolla, CA
• 10/2017 → 10/2021
  Park Avenue Securities
  La Jolla, CA
• 10/2021 → Present
  Guardian Life Insurance Company
  San Diego, CA
• 10/2021 → Present
  Park Avenue Securities
  San Diego, CA
• 06/2024 → Present
  Guardian Life Insurance Company
  La Mesa, CA
• 06/2024 → Present
  Guardian Life Insurance Company
  La Mesa, CA

Previous Registrations

• 2015-12-17 → 2016-04-22
  Equitable Advisors, Llc
  La Mesa, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1. Liberty ID-Identity restoration Start: 03/14/2017 Address: 100 Fillmore Street, Suite 500 Denver Co, 80206 3 bus hrs per month Not investment related 2. Outside insurance sales-broker Start: 01/31/2020 Address: 4275 Executive Square, Suite 800 La Jolla CA 92037 2 total hours per month, 2 during securities trading hours Investment related, Less than 10% annual compensation, 3. Insurance Outside of Guardian-Ash Brokerage, Start: 7/1/2025, Address: 888 S. Harrison St., Suite 900 Fort Wayne, IN 46802, 4 total hours per month; 4 during securities trading hours, Investment related, <10% Annual Compensation,

Exams

• S66 Uniform Combined State Law Examination
  2015-11-10

Designations

• Certified Financial Planner