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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-15
  • PA RA
    APPROVED
    Since 2021-12-15

Branch Locations

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

1300 Uhler Rd, Easton, PA 18040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Bethlehem PA 12/2005 Present
Wells Fargo Advisors, Llc Bethlehem PA 08/2015 11/2016
Wells Fargo Clearing Services, Llc Bethlehem PA 11/2016 Present
  • 12/2005 → Present
    Wells Fargo Bank, Na
    Bethlehem, PA
  • 08/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Bethlehem, PA
  • 11/2016 → Present
    Bethlehem, PA
Other Businesses

DOOR DASH, NOT INV RELATED SAN FRANCISCO, CA, DASHER, START 5/10/24, 80 HRS PER MONTH, 0 HRS DURING TRADING, DELIVER FOOD;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-14
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S66 Uniform Combined State Law Examination
    2021-12-14
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20

View on SEC IAPD

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