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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-07-30
CO RA APPROVED 2025-02-10
  • HI RA
    APPROVED
    Since 2025-07-30
  • CO RA
    APPROVED
    Since 2025-02-10

Branch Locations

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2015 06/2023
Charles Schwab Bank Lone Tree CO 03/2017 06/2023
Fidelity Investments Greenwood Village CO 07/2023 02/2025
Madison Avenue Securities San Diego CA 02/2025 Present
Buck Wealth Strategies Denver CO 02/2025 Present
Buck Financial Services Denver CO 02/2025 Present
  • 06/2015 → 06/2023
    Lone Tree, CO
  • 03/2017 → 06/2023
    Charles Schwab Bank
    Lone Tree, CO
  • 07/2023 → 02/2025
    Fidelity Investments
    Greenwood Village, CO
  • 02/2025 → Present
    Madison Avenue Securities
    San Diego, CA
  • 02/2025 → Present
    Buck Wealth Strategies
    Denver, CO
  • 02/2025 → Present
    Buck Financial Services
    Denver, CO
Previous Registrations
  • 2023-08-23 → 2025-02-07
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
  • 2016-10-19 → 2023-06-03
    Lone Tree, CO
    Lone Tree, CO
    Lone Tree, CO
    Lone Tree, CO
Other Businesses

1.) Name: E.A. Buck Insurance D/B/A E.A. Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; 160Hrs/Month; Start Date: 02/2025 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services ; Position: Investment Advisor Representative; 160 Hrs/Month; Start Date: 02/2025 3.) Name: Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Financial Advisor offering investment advice and insurance; Position: Financial Advisor; : 160 Hrs/Month; Start Date: 02/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-19
S63 Uniform Securities Agent State Law Examination 2015-10-09
  • S66 Uniform Combined State Law Examination
    2016-10-19
  • S63 Uniform Securities Agent State Law Examination
    2015-10-09
Other Names
  • Danny J Thyfault
  • Daniel James Thyfault

View on SEC IAPD

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