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Chaely Williams

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-09
OH RA APPROVED 2019-04-23
  • TX RA
    APPROVED
    Since 2019-05-09
  • OH RA
    APPROVED
    Since 2019-04-23

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 06/2015 04/2019
Optionsxpress, Inc. Indianapolis IN 03/2017 10/2017
Morgan Stanley Smith Barney Llc Cincinnati OH 04/2019 Present
  • 06/2015 → 04/2019
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 03/2017 → 10/2017
    Optionsxpress, Inc.
    Indianapolis, IN
  • 04/2019 → Present
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-27
S63 Uniform Securities Agent State Law Examination 2015-11-04
  • S66 Uniform Combined State Law Examination
    2018-09-27
  • S63 Uniform Securities Agent State Law Examination
    2015-11-04
Other Names
  • Chaely Lanae Williams

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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