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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-03 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
345 California Street, San Francisco, CA 94104-2642 • United States
Lafayette, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roseville | CA | 04/2016 | 06/2017 |
| Ameriprise Financial Services, Inc | Roseville | CA | 06/2017 | 03/2018 |
| First Republic Investment Management, Inc. | San Francisco | CA | 04/2018 | 07/2023 |
| First Republic Securities Company, Llc | San Francisco | CA | 04/2018 | 07/2023 |
| Rbc Capital Markets, Llc | San Francisco | CA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-13 |
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