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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-10-06 |
| TX | RA | APPROVED | 2023-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Pennington | NJ | 06/2015 | 01/2023 |
| Jesse May | Princeton | NJ | 01/2023 | 07/2023 |
| Northwestern Mutual Investment Services, Llc | Princeton | NJ | 01/2023 | 07/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2023 | 07/2023 |
| Sassy Lemon Co | Hamilton | NJ | 03/2023 | 01/2024 |
| J.P. Morgan Securities Llc | Monroe | NJ | 10/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Monroe | NJ | 10/2023 | Present |
| Bank Of America | Pennington | NJ | 06/2015 | 01/2023 |
| Dahdex Tcg Llc | Fairless Hills | PA | 07/2026 | Present |
Entity Name: Dahdex TCG LLC Investment related: No Address: Private Residence Nature of the other business: Collectibles Position/Title/Relationship: Owner/Partner Start Date: 07/25/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Buy/Sell/Trade of trading cards and collectible items like lego sets or stuffed animals, and clothing/apparel. Responsibilities include managing inventory, sales, and trade show events on weekends or after work on weekday nights. Facebook marketplace sales and possibly ebay selling.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-14 |
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