William Joseph O'BRien

Current Employers

Employment History

• 09/2006 → 09/2018
  Jpmorgan Chase Bank Na
  Long Branch, NJ
• 10/2012 → 09/2018
  J.P. Morgan Securities Llc
  Long Branch, NJ
• 09/2018 → 11/2019
  Bank Of America, N.A.
  Eatontown, NJ
• 09/2018 → 11/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Eatontown, NJ
• 09/2020 → 07/2023
  Securian Financial Services Inc
  St. Paul, MN
• 09/2020 → 07/2023
  Minnesota Life Insurance Co
  St. Paul, MN
• 09/2020 → 07/2023
  Midatlantic Resource Group
  Wall, NJ
• 11/2019 → 09/2020
  Unemployed
  Eatontown, NJ
• 01/2021 → Present
  Uber
  San Francisco, CA
• 03/2023 → Present
  Lyft
  San Francisco, CA
• 07/2023 → 11/2024
  Pruco Securities Llc
  East Brunswick, NJ
• 08/2023 → 12/2025
  The Prudential Insurance Company Of America
  East Brunswick, NJ
• 11/2024 → 12/2025
  Lpl Enterprise, Llc
  East Brunswick, NJ
• 01/2026 → Present
  Wells Fargo Clearing Services, Llc
  Monroe Township, NJ
• 12/2025 → Present
  Wells Fargo Bank, Na
  Monroe Township, NJ

Previous Registrations

• 2024-11-14 → 2025-12-19
  Lpl Enterprise, Llc
  Holmdel, NJ
• 2023-07-20 → 2024-11-14
  Pruco Securities, Llc.
  East Brunswick, NJ
• 2020-10-16 → 2023-07-21
  Securian Financial Services, Inc.
  Wall, NJ
• 2018-12-12 → 2019-10-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Eatontown, NJ
  New York, NY
  Lakewood, NJ
  Hazlet, NJ
  Red Bank, NJ
  Eatontown, NJ
  Iselin, NJ

Other Businesses

1) 11/11/2024- Uber- Rideshare- Uber driver- Not INV related- East Brunswick, NJ- Start Date 1/11/2021- 40hrs/mth- 0hrs during trading 2) 11/11/2024- Lyft- Rideshare- driver for Lyft- Not INV related- East Brunswick, NJ- Start Date 04/03/2023- 40hrs/mth- 0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-12-07
• S63 Uniform Securities Agent State Law Examination
  2008-11-17

Other Names

• William J O'BRien
• William Joseph O'BRien
• William Obrien
• William Joseph Obrien
• William O'BRien
• Bill Joseph O'BRien