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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-09-01 |
| NJ | RA | APPROVED | 2018-07-25 |
Branch Locations
220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States
Yardley, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Horsham | PA | 10/2010 | Present |
| Mml Investors Services, Llc | Horsham | PA | 01/2011 | Present |
(1)NAME:JEFFREY CHIPPER, INV REL:Y ADDR:TWO BALA PLAZA, SUITE 901 BALA CYNWYD PA NATURE:LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, GROUP DISABILITY, POSITION:AGENT, START:1/1/2010, NO HR/MO:5 NO HR/MO DUR TRADING:5.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-18 |
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