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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-08-30 |
Branch Locations
100 Witmer Rd Ste 140, Horsham, PA 19044-2648 • United States
100 Witmer Rd Ste 140, Horsham, PA 19044-2648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Horsham | PA | 08/2016 | Present |
(1) 08/30/2016: Financial Aid Concepts & Tuition Strategies - speaker/seminar - Not Investment Related - 2405 April Drive, Jamison, PA. 18929 - Start 02/10/2010 - 128 Hr/Mo; 0 Hour(s) During Securities Trading; 20% Time Spent - workshops (2) 09/01/2016: Life Brokerage - Non-Variable Insurance - Investment Related - 2 Central Ave, Suite 1 Hammonto, NJ 08037 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 25% Time Spent - Life, LTC, Disability Insurance (3) 10/12/2018 - No Business Name - Investment Related - Jamison, PA 18929 - Real Estate Rental - Started 11/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. (4) 2/5/2020 - Panaia Financial Services, Inc. - Not investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 0 Hours Per Month - Set up for tax purposes only. (5) 9/4/2020 - Highland Capital - Investment Related - 2002 Renaissance Blvd., Suite 220, King of Prussia, PA 19406 - Non-Variable Insurance - Producer - Started 08/25/2020 - 1 Hour Per Month During Securities Trading - Life Insurance. (6) 9/9/2020 - 1847 Financial Group/Penn Mutual - Investment Related - 600 Dresher Road, Horsham, PA. 19044 - Non-Variable Insurance - Producer - Started 08/25/2020 - 1 Hour Per Month During Securities Trading - Life Insurance. (7) 10/18/2022 - No Business Name - Investment Related - Yardley, PA 19067 - Real Estate Rental - Start Date: 09/05/2022 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-07 |
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