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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-08-30
  • PA RA
    APPROVED
    Since 2016-08-30

Branch Locations

100 Witmer Rd Ste 140, Horsham, PA 19044-2648 • United States

100 Witmer Rd Ste 140, Horsham, PA 19044-2648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Horsham PA 08/2016 Present
Previous Registrations
  • 2012-01-06 → 2016-09-27
    Pillar Wealth Advisors, Llc
    West Chester, PA
  • 2011-10-14 → 2016-09-02
    Conshohocken, PA
  • 2008-11-12 → 2011-09-30
    Cetera Wealth Services, Llc
    Mt Laurel, NJ
  • 2007-05-11 → 2008-06-10
    Marlton, NJ
    King Of Prussia, PA
Other Businesses

(1) 08/30/2016: Financial Aid Concepts & Tuition Strategies - speaker/seminar - Not Investment Related - 2405 April Drive, Jamison, PA. 18929 - Start 02/10/2010 - 128 Hr/Mo; 0 Hour(s) During Securities Trading; 20% Time Spent - workshops (2) 09/01/2016: Life Brokerage - Non-Variable Insurance - Investment Related - 2 Central Ave, Suite 1 Hammonto, NJ 08037 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 25% Time Spent - Life, LTC, Disability Insurance (3) 10/12/2018 - No Business Name - Investment Related - Jamison, PA 18929 - Real Estate Rental - Started 11/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. (4) 2/5/2020 - Panaia Financial Services, Inc. - Not investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 0 Hours Per Month - Set up for tax purposes only. (5) 9/4/2020 - Highland Capital - Investment Related - 2002 Renaissance Blvd., Suite 220, King of Prussia, PA 19406 - Non-Variable Insurance - Producer - Started 08/25/2020 - 1 Hour Per Month During Securities Trading - Life Insurance. (6) 9/9/2020 - 1847 Financial Group/Penn Mutual - Investment Related - 600 Dresher Road, Horsham, PA. 19044 - Non-Variable Insurance - Producer - Started 08/25/2020 - 1 Hour Per Month During Securities Trading - Life Insurance. (7) 10/18/2022 - No Business Name - Investment Related - Yardley, PA 19067 - Real Estate Rental - Start Date: 09/05/2022 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-10
S63 Uniform Securities Agent State Law Examination 2001-03-07
  • S65 Uniform Investment Adviser Law Examination
    2007-05-10
  • S63 Uniform Securities Agent State Law Examination
    2001-03-07

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