Steven Bernknopf

Current Employers

Employment History

• 10/1986 → 12/2019
  Herman Bernknopf & Company
  New Brunswick, NJ
• 11/2009 → 02/2017
  Saxony Securities, Inc
  St. Louis, MO
• 02/2017 → 11/2022
  Lpl Financial, Llc
  Cranbury, NJ
• 02/2017 → 02/2019
  Private Advisor Group, Llc
  Morristown, NJ
• 01/2017 → 11/2022
  Pm Wealth Management, Llc
  New York, NY
• 11/2022 → Present
  Perigon Wealth Management, Llc D/B/A Pm Wealth Management
  Cranbury, NJ
• 01/2017 → Present
  Prager Metis Cpas, Llc
  Cranbury, AL

Previous Registrations

• 2019-03-19 → 2022-12-19
  Pm Wealth Management, Llc
  Cranbury, NJ
  New York, NY
• 2017-02-13 → 2019-03-14
  Private Advisor Group, Llc
  Morganville, NJ
  Morristown, NJ
  Cranbury, NJ
• 2009-11-19 → 2017-03-03
  Saxony Capital Management, Llc
  Morganville, NJ
  Saint Louis, MO
• 2006-10-25 → 2009-11-13
  World Investments, Llc
  Morganville, NJ
  Morganville, NJ
  Toms River, NJ

Other Businesses

(1). PM Wealth Management; Investment Related; 14 Penn Plaza, 18th Floor, NY, NY 10122; d/b/a for investment advisory business with Perigon. (2.) Prager Metis CPAs LLC; Not-Investment Related; 14 Penn Plaza, 18th Floor, NY, NY 10122; Tax Prep/Accounting/CPA - Principal; Started 01/2017; Mr. Bernknopf spends approximately 60% of his time per month in this capacity, which is comingled with his investment-advisory time. (3.) Insurance Agent; Not investment related; 14 Penn Plaza, 18th Floor, NY, NY 10122; Insurance sales; Started 09/2021; Implementation of insurance sales. Mr. Bernknopf spends less than 10% of his time in this capacity. (4.) Child Wellness Institute, Inc ("ChildWIN"); Not investment related; New Brunswick, NJ; Charitable organization; Board member/Treasurer; Start 7/2007; 3 hours/month; 0 hours/month during securities trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-08-22

Designations