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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-08-27 |
| TX | RA | APPROVED_RES | 2009-08-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Cranbury | NJ | 08/2009 | Present |
POWER OF ATTORNEY FOR MOTHER; INV RELATED; DAYTON, NJ; START: 8/21/17; 4 HRS/MO; 0 DURING TRADING. CHRISTOPHER L. FOLEY, LLC, INVT RELATED, CRANBURY, NJ, 100% OWNERSHIP, START DATE 8/19/2009, 2 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE. OLD ORCHARD CAPITAL, LCC, INVT RELATED, CRANBURY, NJ, 50% OWNERSHIP, START DATE 8/19/2009, 4 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR THE CHRISTOPHER L FOLEY LLC 401K, INV RELATED, ALLENTOWN, NJ, START: 1/20/2010, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K. NEW ORCHARD CAPITAL, LLC, INVT RELATED, CRANBURY, NJ, 50% OWNERSHIP, START DATE 11/19/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGER OF LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-24 |
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