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David J. St. Louis

J.P. Morgan Securities LLC

Somerset, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

940 Easton Ave., Somerset, NJ 08873 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Somerset NJ 10/2012 Present
Jpmorgan Chase Bank, N.A. Somerset NJ 10/2012 Present
Previous Registrations
  • 2010-06-23 → 2012-10-01
    Chase Investment Services Corp.
    Woodbridge, NJ
    Edison, NJ
    Edison, NJ
    Somerset, NJ
    Flemington, NJ
    Raritan, NJ
    Woodbridge, NJ
    Perth Amboy, NJ
    Edison, NJ
  • 2007-04-30 → 2010-06-03
    Andrew Garrett Inc.
    Newtown, PA
  • 2006-04-27 → 2007-03-01
    S.W. Bach & Company
    Princeton, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-13
S63 Uniform Securities Agent State Law Examination 1991-07-18
  • S65 Uniform Investment Adviser Law Examination
    2006-01-13
  • S63 Uniform Securities Agent State Law Examination
    1991-07-18
Other Names
  • David Joseph Stlouis
  • David Joseph St Louis

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SOMERSET, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Somerset, NJ
MT CAPITAL PARTNERS LLC · SOMERSET, NJ
AEM ASSET MANAGEMENT, LLC · SOMERSET, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOMERSET, NJ
WELLS FARGO CLEARING SERVICES, LLC · SOMERSET, NJ
J.P. MORGAN SECURITIES LLC · SOMERSET, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · PISCATAWAY, NJ

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