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Francis Lucash

Wells Fargo Clearing Services, LLC

Monroe Township, NJ

Oakhurst, NJ

CRD 5255269

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-01-28
  • NJ RA
    APPROVED
    Since 2021-01-28

Branch Locations

28 Concordia Shopping Center Dr, Monroe Township, NJ 08831 • United States

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Toms River NJ 03/1999 Present
Wells Fargo Advisors Llc Monroe Township NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Monroe Township NJ 11/2016 Present
  • 03/1999 → Present
    Wachovia Bank, N.A.
    Toms River, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Monroe Township, NJ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Monroe Township, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-28
S63 Uniform Securities Agent State Law Examination 2007-01-25
  • S66 Uniform Combined State Law Examination
    2020-10-28
  • S63 Uniform Securities Agent State Law Examination
    2007-01-25
Other Names
  • Luke Lucash
  • Francis Lucash
  • Francis Xavier Lucash

View on SEC IAPD

Nearby Firms

CITIGROUP ALTERNATIVE INVESTMENTS LLC
CITIGROUP GLOBAL MARKETS INC.
RUDIUS MANAGEMENT, L.P.

Nearby Investors

MICHAEL PATRICK NOLAN
Alexios Coscoros
SAHIL KUMAR VARMA

Nearby Offices

CITIGROUP ALTERNATIVE INVESTMENTS LLC · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · New York, NY

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