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Nicholas Sean Duelfer

Northwestern Mutual Investment Services, LLC

Kng Of Prussia, PA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-22
  • PA RA
    APPROVED
    Since 2021-06-22

Branch Locations

1000 Continental Drive Suite 695, Kng Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Trexlertown PA 12/2019 06/2021
Santander Bank Easton PA 08/2016 11/2019
Michael Robustelli Kng Of Prussia PA 06/2021 Present
James Meanix Kng Of Prussia PA 06/2021 Present
Northwestern Mutual Investment Services Llc Kng Of Prussia PA 06/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2021 Present
  • 12/2019 → 06/2021
    Key Bank
    Trexlertown, PA
  • 08/2016 → 11/2019
    Santander Bank
    Easton, PA
  • 06/2021 → Present
    Michael Robustelli
    Kng Of Prussia, PA
  • 06/2021 → Present
    James Meanix
    Kng Of Prussia, PA
  • 06/2021 → Present
    Northwestern Mutual Investment Services Llc
    Kng Of Prussia, PA
  • 07/2021 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
  • S66 Uniform Combined State Law Examination
    2015-08-26
Other Names
  • Nicholas Sean Duelfer
  • Nicholas Duelfer
  • Nicholas Sean Duelfer
  • Nick Duelfer

View on SEC IAPD

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Other Offices

ISQ CAPITAL · KING OF PRUSSIA, PA
INDEPENDENCE SQUARE HOLDINGS, LLC · KING OF PRUSSIA, PA
PARK AVENUE SECURITIES LLC · KING OF PRUSSIA, PA
PARK AVENUE SECURITIES LLC · KING OF PRUSSIA, PA
LPL FINANCIAL LLC · KING OF PRUSSIA, PA
TRUIST ADVISORY SERVICES, INC. · KING OF PRUSSIA, PA
STERLING CAPITAL MANAGEMENT LLC · KING OF PRUSSIA, PA
LPL FINANCIAL LLC · KING OF PRUSSIA, PA

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