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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-09-06 |
| TX | RA | APPROVED_RES | 2022-09-06 |
Branch Locations
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Parker | CO | 10/2012 | 09/2022 |
| Jp Morgan Chase Bank, N.A. | Parker | CO | 10/2012 | 09/2022 |
| Morgan Stanley Smith Barney Llc | Greenwood Village | CO | 09/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2022 | Present |
*520127 - BeautyCounter; Investment related: No; Lockbourne, Ohio; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 3; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-12 |
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