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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-27 |
| TX | RA | APPROVED | 2023-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Sycamore | IL | 06/2016 | 07/2023 |
| First National Bank Of Omaha | Sycamore | IL | 08/2014 | 07/2023 |
| Raymond James Financial Services Advisors Inc. | Sycamore | IL | 10/2016 | 07/2023 |
| First Investments & Planning | Sycamore | IL | 11/2018 | 07/2023 |
| First National Bank Of Omaha | Sycamore | IL | 03/2017 | 07/2023 |
| First Investments & Planning | Sycamore | IL | 11/2018 | 07/2023 |
| First National Bank Of Omaha | Sycamore | IL | 03/2017 | 07/2023 |
| First Investments & Planning | Sycamore | IL | 11/2018 | 07/2023 |
| First National Bank Of Omaha | Sycamore | IL | 03/2017 | 07/2023 |
| Baird | Elgin | IL | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-18 |
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