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Emily Nicole Mason

Ae Wealth Management, LLC

Huntsville, AL

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-10-09
  • AL RA
    APPROVED
    Since 2025-10-09

Branch Locations

305 Quality Circle Nw Ste B, Huntsville, AL 35652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The University Of Alabama Tuscaloosa AL 08/2015 01/2021
Morgan Stanley Decatur AL 10/2015 02/2019
Synovus Securities, Inc. Huntsville AL 02/2019 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntsville AL 06/2019 01/2020
Morgan Stanley Smith Barney Llc Florence AL 03/2021 04/2024
Unemployed Rogersville AL 09/2024 04/2025
Madison Avenue Securities, Llc San Diego CA 04/2025 06/2025
Mcadam, Llc Philadelphia PA 04/2025 08/2025
Morgan Stanley Smith Barney Llc Florence AL 04/2024 09/2024
Morgan Stanley Smith Barney Llc Florence AL 01/2020 03/2021
Ae Wealth Management, Llc Topeka KS 10/2025 Present
Wg Financial Group Huntsville AL 10/2025 Present
  • 08/2015 → 01/2021
    The University Of Alabama
    Tuscaloosa, AL
  • 10/2015 → 02/2019
    Decatur, AL
  • 02/2019 → 05/2019
    Huntsville, AL
  • 06/2019 → 01/2020
    Huntsville, AL
  • 03/2021 → 04/2024
    Morgan Stanley Smith Barney Llc
    Florence, AL
  • 09/2024 → 04/2025
    Unemployed
    Rogersville, AL
  • 04/2025 → 06/2025
    Madison Avenue Securities, Llc
    San Diego, CA
  • 04/2025 → 08/2025
    Philadelphia, PA
  • 04/2024 → 09/2024
    Morgan Stanley Smith Barney Llc
    Florence, AL
  • 01/2020 → 03/2021
    Morgan Stanley Smith Barney Llc
    Florence, AL
  • 10/2025 → Present
    Topeka, KS
  • 10/2025 → Present
    Wg Financial Group
    Huntsville, AL
Previous Registrations
Other Businesses

1) WG Financial Group; Yes Investment Related; 305 Quality Circle NW Suite B Huntsville, AL 35652; Insurance and Annuity; Financial Advisor; 10/2025; 80hrs/Mo; 80hrs/Mo during Securities Trading Hours; Build relationships with prospects and clients. Understand their goals including risk tolerance, time horizon, spending and liquidity needs and make recommendations in their best interest and according to their financial plan. Execute plan and maintain relationships. 2) Capstone Custom Homes, LLC; Not Investment Related; 200 Pinehaven Drive, Rogersville, AL 35652; Custom Home Building; Admin; 2/2025; 5hrs/Mo; 0hrs/Mo during Securities Trading Hours; Expense management, payroll, marketing, etc. 3) Best Door Co., GP; Not Investment Related; 200 Pinehaven Drive, Rogersville, AL 35652; Garage Door Sales/Service; General Partner; 8/2025; 5hrs/Mo; 0hrs/Mo during Securities Trading Hours; Payroll set up, expense management, marketing, etc. 4) Mason Properties 8199 HWY 72, LLC; Not Investment Related; 8199 HWY 72, Killen AL 35645; Real Estate Holding Office Building; Member; 11/28/2025; 0hrs/Mo; 0hrs/Mo during Securities Trading Hours; Member owning 50% of LLC and holdings with husband owning the other 50%. No time and responsibilities aside from filing taxes in partnership with accountant annually. Land and building have not yet been closed on.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-02
  • S66 Uniform Combined State Law Examination
    2016-03-02
Designations
Other Names
  • Emily Nicole Hamilton
  • Emily Nicole Mason
  • Emily Hamilton
  • Emily Mason

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