Best Investors
Account
Sign in
2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-10-09 |
Branch Locations
305 Quality Circle Nw Ste B, Huntsville, AL 35652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The University Of Alabama | Tuscaloosa | AL | 08/2015 | 01/2021 |
| Morgan Stanley | Decatur | AL | 10/2015 | 02/2019 |
| Synovus Securities, Inc. | Huntsville | AL | 02/2019 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntsville | AL | 06/2019 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Florence | AL | 03/2021 | 04/2024 |
| Unemployed | Rogersville | AL | 09/2024 | 04/2025 |
| Madison Avenue Securities, Llc | San Diego | CA | 04/2025 | 06/2025 |
| Mcadam, Llc | Philadelphia | PA | 04/2025 | 08/2025 |
| Morgan Stanley Smith Barney Llc | Florence | AL | 04/2024 | 09/2024 |
| Morgan Stanley Smith Barney Llc | Florence | AL | 01/2020 | 03/2021 |
| Ae Wealth Management, Llc | Topeka | KS | 10/2025 | Present |
| Wg Financial Group | Huntsville | AL | 10/2025 | Present |
1) WG Financial Group; Yes Investment Related; 305 Quality Circle NW Suite B Huntsville, AL 35652; Insurance and Annuity; Financial Advisor; 10/2025; 80hrs/Mo; 80hrs/Mo during Securities Trading Hours; Build relationships with prospects and clients. Understand their goals including risk tolerance, time horizon, spending and liquidity needs and make recommendations in their best interest and according to their financial plan. Execute plan and maintain relationships. 2) Capstone Custom Homes, LLC; Not Investment Related; 200 Pinehaven Drive, Rogersville, AL 35652; Custom Home Building; Admin; 2/2025; 5hrs/Mo; 0hrs/Mo during Securities Trading Hours; Expense management, payroll, marketing, etc. 3) Best Door Co., GP; Not Investment Related; 200 Pinehaven Drive, Rogersville, AL 35652; Garage Door Sales/Service; General Partner; 8/2025; 5hrs/Mo; 0hrs/Mo during Securities Trading Hours; Payroll set up, expense management, marketing, etc. 4) Mason Properties 8199 HWY 72, LLC; Not Investment Related; 8199 HWY 72, Killen AL 35645; Real Estate Holding Office Building; Member; 11/28/2025; 0hrs/Mo; 0hrs/Mo during Securities Trading Hours; Member owning 50% of LLC and holdings with husband owning the other 50%. No time and responsibilities aside from filing taxes in partnership with accountant annually. Land and building have not yet been closed on.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-02 |
Reach out to this advisor