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Scott Henry Winter

Ubs Financial Services Inc.

Denver, CO

Aurora, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-09-13
TX RA APPROVED 2023-09-13
  • CO RA
    APPROVED
    Since 2023-09-13
  • TX RA
    APPROVED
    Since 2023-09-13

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Colorado Springs CO 06/2015 09/2023
Morgan Stanley Private Bank, National Association Greenwood Village CO 10/2015 09/2023
Ubs Financial Services Denver CO 09/2023 Present
Morgan Stanley Private Bank, N.A New York NY 10/2015 Present
  • 06/2015 → 09/2023
    Morgan Stanley
    Colorado Springs, CO
  • 10/2015 → 09/2023
    Morgan Stanley Private Bank, National Association
    Greenwood Village, CO
  • 09/2023 → Present
    Ubs Financial Services
    Denver, CO
  • 10/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2015-09-21 → 2023-09-20
    Morgan Stanley
    Greenwood Village, CO
    Denver, CO
    Colorado Springs, CO
    Colorado Springs, CO
    Greenwood Village, CO
    Colorado Springs, CO
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-21
  • S66 Uniform Combined State Law Examination
    2015-09-21
Other Names
  • Scott Winter

View on SEC IAPD

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Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

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