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Inactive

Rebecca Proetto

Northeast Advisers, Inc.

Paoli, PA

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Current Employers
Northeast Advisers, Inc.

163 W. Lancaster Ave, Paoli, PA 19301 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-04-02
PA RA APPROVED 2015-07-21
  • NJ RA
    APPROVED
    Since 2019-04-02
  • PA RA
    APPROVED
    Since 2015-07-21

Branch Locations

163 W. Lancaster Ave, Paoli, PA 19301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Advisers, Inc Paoli PA 06/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-21
  • S65 Uniform Investment Adviser Law Examination
    2015-07-21
Designations
Other Names
  • Rebecca Cummings
  • Becca Cummings

View on SEC IAPD

Other Firms

PAOLI FINANCIAL ADVISORS, LTD.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VALEN PRIVATE CAPITAL, LLC.
CETERA INVESTMENT ADVISERS LLC
NWF ADVISORY SERVICES INC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
DELUCA FINANCIAL PLANNING

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RICHARD LEWIS SWITZER
CHRISTOPHER PAUL NAWN
Weihao Shen
John T McNeila
Josie xiao jing Chen
Benjamin Durham
JOHN P DURHAM
DANIEL SCOTT SWINEHART

Other Offices

PAOLI FINANCIAL ADVISORS, LTD. · PAOLI, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PAOLI, PA
VALEN PRIVATE CAPITAL, LLC. · PAOLI, PA
CETERA INVESTMENT ADVISERS LLC · PAOLI, PA
NWF ADVISORY SERVICES INC · PAOLI, PA
WELLS FARGO CLEARING SERVICES, LLC · PAOLI, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
DELUCA FINANCIAL PLANNING · PAOLI, PA

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