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Josie Xiao Jing Chen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paoli, PA

Glen Mills, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-10-28
TX RA APPROVED 2020-09-29
PA RA APPROVED 2020-09-10
  • DE RA
    APPROVED
    Since 2025-10-28
  • TX RA
    APPROVED
    Since 2020-09-29
  • PA RA
    APPROVED
    Since 2020-09-10

Branch Locations

15 Leopard Rd, Paoli, PA 19301 • United States

990 Baltimore Pike, Glen Mills, PA 19342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 11/2019 Present
Bank Of America, N.A. Philadelphia PA 01/2016 11/2019
Bank Of America, N.A. Philadelphia PA 01/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08
Other Names
  • Josie Chen
  • Xiaojing Chen

View on SEC IAPD

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Other Offices

PAOLI FINANCIAL ADVISORS, LTD. · PAOLI, PA
VALEN PRIVATE CAPITAL, LLC. · PAOLI, PA
CETERA INVESTMENT ADVISERS LLC · PAOLI, PA
NWF ADVISORY SERVICES INC · PAOLI, PA
WELLS FARGO CLEARING SERVICES, LLC · PAOLI, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
DELUCA FINANCIAL PLANNING · PAOLI, PA
DELUCA FINANCIAL PLANNING · Paoli, PA

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