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Richard Lewis Switzer

Paoli Financial Advisors, Ltd.

Paoli, PA

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Current Employers
Paoli Financial Advisors, Ltd.

73 Chestnut Road, Paoli, PA 19301 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-01-04
  • PA RA
    APPROVED
    Since 2016-01-04

Branch Locations

73 Chestnut Road, Paoli, PA 19301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R. L. Switzer Esq., Ltd. Paoli PA 03/1992 Present
Preferred Food Service, Inc. Paoli PA 10/2013 Present
Paoli Financial Advisors, Ltd. Paoli PA 10/2015 Present
Chriskoll, Inc. Paoli PA 09/2013 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2016 Present
  • 03/1992 → Present
    R. L. Switzer Esq., Ltd.
    Paoli, PA
  • 10/2013 → Present
    Preferred Food Service, Inc.
    Paoli, PA
  • 10/2015 → Present
    Paoli Financial Advisors, Ltd.
    Paoli, PA
  • 09/2013 → Present
    Chriskoll, Inc.
    Paoli, PA
  • 06/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2009-01-07 → 2010-12-31
    Ensemble Financial Services, Inc.
    Pittsford, NY
    Pittsford, NY
    Paoli, PA
  • 2007-02-09 → 2008-12-01
    Woodbury Financial Services, Inc.
    Paoli, PA
    Wexford, PA
    Paoli, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-26
S63 Uniform Securities Agent State Law Examination 1999-10-27
  • S65 Uniform Investment Adviser Law Examination
    2016-01-26
  • S63 Uniform Securities Agent State Law Examination
    1999-10-27
Other Names
  • Richard Lewis Switzer

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VALEN PRIVATE CAPITAL, LLC.
CETERA INVESTMENT ADVISERS LLC
NWF ADVISORY SERVICES INC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
DELUCA FINANCIAL PLANNING
HARVEST FINANCIAL PARTNERS

Other Investors

CHRISTOPHER PAUL NAWN
Weihao Shen
John T McNeila
Josie xiao jing Chen
Benjamin Durham
JOHN P DURHAM
DANIEL SCOTT SWINEHART
KEVIN EDWARD LESZCZYNSKI

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PAOLI, PA
VALEN PRIVATE CAPITAL, LLC. · PAOLI, PA
CETERA INVESTMENT ADVISERS LLC · PAOLI, PA
NWF ADVISORY SERVICES INC · PAOLI, PA
WELLS FARGO CLEARING SERVICES, LLC · PAOLI, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
DELUCA FINANCIAL PLANNING · PAOLI, PA
DELUCA FINANCIAL PLANNING · Paoli, PA

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