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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-02
PA RA APPROVED 2025-08-23
  • TX RA
    APPROVED
    Since 2025-10-02
  • PA RA
    APPROVED
    Since 2025-08-23

Branch Locations

101 W Baltimore Ave, Media, PA 19063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Media PA 04/2025 Present
Philly Prospect Holdings Llc Philadelphia PA 02/2022 Present
Hiramasa Newtown Square PA 11/2024 04/2025
Bank Of America Philadelphia PA 07/2022 12/2023
Berkshire Hathaway Lancaster PA 01/2018 09/2020
Kanpai Asian Kitchen Lititz PA 08/2016 01/2019
Drexel University Philadelphia PA 01/2014 03/2017
Pegasus International Llc Folsom PA 03/2019 03/2025
Morton's King Of Prussia King Of Prussia PA 04/2019 05/2019
Amazon.cOm, Inc. And Its Affiliates Folsom PA 12/2020 12/2020
Bank Of America, N.A. Media PA 06/2025 Present
  • 04/2025 → Present
    Media, PA
  • 02/2022 → Present
    Philly Prospect Holdings Llc
    Philadelphia, PA
  • 11/2024 → 04/2025
    Hiramasa
    Newtown Square, PA
  • 07/2022 → 12/2023
    Bank Of America
    Philadelphia, PA
  • 01/2018 → 09/2020
    Berkshire Hathaway
    Lancaster, PA
  • 08/2016 → 01/2019
    Kanpai Asian Kitchen
    Lititz, PA
  • 01/2014 → 03/2017
    Drexel University
    Philadelphia, PA
  • 03/2019 → 03/2025
    Pegasus International Llc
    Folsom, PA
  • 04/2019 → 05/2019
    Morton's King Of Prussia
    King Of Prussia, PA
  • 12/2020 → 12/2020
    Amazon.cOm, Inc. And Its Affiliates
    Folsom, PA
  • 06/2025 → Present
    Bank Of America, N.A.
    Media, PA
Other Businesses

I*1013250, Entity Type For Profit, Name of OBA: Philly Prospect Holdings LLC Address: PhiladelphiaPennsylvania19144 Investment Related: No Position, Title, Association: General Partner/Managing Member, Consultant/Independent Contractor Employee Start Date: 01/25/2022No Hours: 2 monthly No Hours during trading: 0 Duties: Entity purpose: Residential Properties Development. My responsibilities: Project Consultant As a project consultant, I provide opinions where to buy properties in Philadelphia area, budget on renovation, and exit strategy once the project completed. I*3979269 Entity Type: For Profit Name of OBA: Emotional Care Academy LLC Address: Philadelphia, Pennsylvania, 19144 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 02/02/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Providing emotional support or coaching to people with Borderline Personality Disorder Business operation consultant Typical situations that I need to connect with insurance company and attorney include: clients feel the advice provided by us is not efficient or is not working and trying to sue the company for additional reimbursement, or the symptom gets worst and try to sue us for additional mental damage... That could rarely happen because the client needs to accept our terms, disclaimer first before we provide any service. I*3979270 Entity Type: For Profit Name of OBA: Gillian Real Estate Developments LLC Address: Philadelphia, Pennsylvania, 19142 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/06/2024 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Small scale real estate project acquisition and holding rental properties. General partner for business operation and consultant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-23
  • S66 Uniform Combined State Law Examination
    2025-08-23
Other Names
  • Sam Shen

View on SEC IAPD

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