Daniel Scott Swinehart

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → Present
  Lincoln Financial Advisors
  Berwyn, PA
• 01/2009 → Present
  Pfg Advisors
  Berwyn, PA
• 04/2021 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-07-11 → 2021-03-05
  Osaic Fa, Inc.
  Exton, PA
  Exton, PA
  Berwyn, PA
  Cherry Hill, NJ
• 2003-09-26 → 2005-06-07
  Lincoln Financial Distributors, Inc.
  Philadelphia, PA

Other Businesses

1) SANDERLING FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 04/2021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 05/2004, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE:

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-21
• S63 Uniform Securities Agent State Law Examination
  2000-04-26

Designations

• Certified Financial Planner

Other Names

• D Scott Swinehart
• Scott Swinehart